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Rafferty Asset Management, LLC

● SEC registered since 1997CRD 112526SEC# 801-54679New York, NY
Export (members)
Reg. AUM
$54.76B
Employees
43
Accounts
120
Location
New York, NY

Rafferty Asset Management, LLC assets under management

Rafferty Asset Management, LLC operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1997. It reports $54.8 billion in regulatory assets under management and employs 43 people.

Rafferty Asset Management, LLC owners & executives

14 reported
NameTitleOwnershipSince
Angela Mary BricklChief Operating Officer, General CounselUnder 5%2022
Daniel Dillon O'Neill ControlMemberUnder 5%2019
Douglas Michael Yones ControlChief Executive OfficerUnder 5%2024
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Frequently asked questions

How much does Rafferty Asset Management, LLC manage?

Rafferty Asset Management, LLC reports $54.8 billion in regulatory assets under management on its Form ADV.

How many employees does Rafferty Asset Management, LLC have?

Rafferty Asset Management, LLC reports 43 employees.

Where is Rafferty Asset Management, LLC located?

Rafferty Asset Management, LLC is based in New York, NY and has been SEC-registered since 1997.

Does Rafferty Asset Management, LLC disclose fund performance?

Rafferty Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address535 Madison Ave, 37th Floor, New York, NY 10022
Phone646-572-3390
Fax646-572-3498
Office hours9:00 a.m. Until 5:00p.m.
SEC regionNew York Regional Office (NYRO)
CIK1110547
Discloses disciplinary historyNo

Assets under management

Discretionary$54.76B
Non-discretionary$0
Total (RAUM)$54.76B