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Ralph Parks Investment Group LLC

CRD 138121SEC# 801-65169Pittsford, NY
Export (members)
No longer SEC-registered. Ralph Parks Investment Group LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$82.9M
Employees
3
Accounts
315
Location
Pittsford, NY

Ralph Parks Investment Group LLC assets under management

Ralph Parks Investment Group LLC is an investment advisory firm registered with the SEC based in Pittsford, NY. It reports $82.9 million in regulatory assets under management and employs 3 people.

Ralph Parks Investment Group LLC owners & executives

5 reported
NameTitleOwnershipSince
Aspire Capital Management Inc. ControlOwnerOver 75%2011
Gina M Griffo ControlChief Executive Officer-12/2011, Chief Compliance Officer-11/2005Under 5%2005
Rajiv Nath Dixit ControlChief Investment Officer-12/2011, Chief Operating Officer-02/2006Under 5%2006
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Frequently asked questions

How much does Ralph Parks Investment Group LLC manage?

Ralph Parks Investment Group LLC reports $82.9 million in regulatory assets under management on its Form ADV.

How many employees does Ralph Parks Investment Group LLC have?

Ralph Parks Investment Group LLC reports 3 employees.

Where is Ralph Parks Investment Group LLC located?

Ralph Parks Investment Group LLC is based in Pittsford, NY.

Does Ralph Parks Investment Group LLC disclose fund performance?

Ralph Parks Investment Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address145 Sully's Trail, Suite 5, Pittsford, NY 14534
Office hours8:30a.m. - 4:30p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$81.6M
Non-discretionary$1.3M
Total (RAUM)$82.9M