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Rand Capital Management LLC

● SEC registered since 2019CRD 304504SEC# 801-116971Buffalo, NY
Export (members)
Ranks #5,142 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$154M
Fund GAV
$81.5M
Private funds
2
Employees
10
Accounts
3
Location
Buffalo, NY

Rand Capital Management LLC assets under management

Rand Capital Management LLC is an SEC-registered investment adviser based in Buffalo, NY. The firm has been registered since 2019. It reports $154 million in regulatory assets under management and employs 10 people. Rand Capital Management LLC manages 2 private funds with combined gross assets of $81.5 million, including Callodine Strategic Credit Fund II, LP. By regulatory assets, it ranks 5,142 of 5,911 private fund managers.

Rand Capital Management LLC private funds

2 funds · $81.5M GAV
FundTypeGross assetsMin.
Callodine Strategic Credit Fund II, LPPrivate Equity$57.4M$500K
Bluearc Mezzanine Partners I, LPPrivate Equity$24.1M$500K

Rand Capital Management LLC owners & executives

7 reported
NameTitleOwnershipSince
Brechtel Whalen Margaret ControlChief Financial OfficerUnder 5%2021
Callodine Credit, LLC ControlOwnerOver 75%2021
Daniel Patrick Penberthy ControlCo-Chief Executive OfficerUnder 5%2023
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Frequently asked questions

How much does Rand Capital Management LLC manage?

Rand Capital Management LLC reports $154 million in regulatory assets under management on its Form ADV.

How many private funds does Rand Capital Management LLC manage?

Rand Capital Management LLC manages 2 private funds with combined gross assets of $81.5 million.

How many employees does Rand Capital Management LLC have?

Rand Capital Management LLC reports 10 employees.

Where is Rand Capital Management LLC located?

Rand Capital Management LLC is based in Buffalo, NY and has been SEC-registered since 2019.

Does Rand Capital Management LLC disclose fund performance?

Rand Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address14 Lafayette Square, Suite 1405, Buffalo, NY 14203
Phone617-880-7494
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$154M
Non-discretionary$0
Total (RAUM)$154M