| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher John Lim Control | Chief Financial Officer | Under 5% | 2022 |
| Efstratios Michael Serbanos Control | General Counsel | Under 5% | 2024 |
| Harris Ayyub Control | Sr. Manager & Chief Compliance Officer (acting) | Under 5% | 2025 |
Raymond James (USA) Ltd reports $2 billion in regulatory assets under management on its Form ADV.
Raymond James (USA) Ltd reports 175 employees.
Raymond James (USA) Ltd is based in Vancouver and has been SEC-registered since 2011.
Raymond James (USA) Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 2100-925 West Georgia Street, Vancouver V6C3L2 |
| Phone | 877-570-7558 |
| Fax | 866-567-0514 |
| Office hours | 6:00a.m.-4:00p.m. |
| SEC region | HQ |
| Discloses disciplinary history | Yes |
| Discretionary | $499.9M |
| Non-discretionary | $1.49B |
| Total (RAUM) | $1.99B |