| Name | Title | Ownership | Since |
|---|---|---|---|
| Brett Lane Thorne Control | President, Rbc Clearing & Custody | Under 5% | 2016 |
| Cindy Louise Schreiner Control | Us Wealth Management Principal Operations Officer | Under 5% | 2024 |
| Dorje Tsering Glassman Control | Co-Head Of U.s. Capital Markets Law Group | Under 5% | 2022 |
RBC Capital Markets, LLC reports $26 million in regulatory assets under management on its Form ADV.
RBC Capital Markets, LLC reports 8,476 employees.
RBC Capital Markets, LLC is based in New York, NY and has been SEC-registered since 1977.
RBC Capital Markets, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 200 Vesey St., New York, NY 10281 |
| Phone | 212-858-7000 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $2M |
| Non-discretionary | $63.01B |
| Total (RAUM) | $26M |