| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Regency Capital Management Fund LP | Hedge | $2.1M | $1M |
| Name | Title | Ownership | Since |
|---|---|---|---|
| Arthur Jacques Mallet Control | President, Coo, Cco | Under 5% | 2021 |
| Neil T. Rose Control | Ceo | 50-75% | 2020 |
| Regency Acquisitions LLC Control | Member | Over 75% | 2020 |
Regency Capital Management Inc. reports $303.8 million in regulatory assets under management on its Form ADV.
Regency Capital Management Inc. manages 1 private funds with combined gross assets of $2.1 million.
Regency Capital Management Inc. reports 4 employees.
Regency Capital Management Inc. is based in Honolulu, HI and has been SEC-registered since 2021.
Regency Capital Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1001 Bishop Street, Suite 1090, Honolulu, HI 96813 |
| Phone | 808-451-3193 |
| Fax | 808-465-3822 |
| Office hours | 8:00a.m. To 4:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
| Discretionary | $303.8M |
| Non-discretionary | $0 |
| Total (RAUM) | $303.8M |