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Regency Investment Advisors Inc

CRD 106990SEC# 801-44406Fresno, CA
Export (members)
No longer SEC-registered. Regency Investment Advisors Inc appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.01B
Employees
15
Accounts
1,914
Location
Fresno, CA

Regency Investment Advisors Inc assets under management

Regency Investment Advisors Inc operates as an SEC-registered investment adviser based in Fresno, CA. It reports $1 billion in regulatory assets under management and employs 15 people.

Regency Investment Advisors Inc owners & executives

17 reported
NameTitleOwnershipSince
Anthony Dominic Fazio ControlChief Executive Officer / DirectorUnder 5%2020
Christopher Comstock, Special Trustee of the Christopher and Katherine Comstock Rev Family Trust Dtd 10/20/2009Owner10-25%2013
Christopher Louis Comstock ControlDirector / Vice PresidentUnder 5%2014
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Frequently asked questions

How much does Regency Investment Advisors Inc manage?

Regency Investment Advisors Inc reports $1 billion in regulatory assets under management on its Form ADV.

How many employees does Regency Investment Advisors Inc have?

Regency Investment Advisors Inc reports 15 employees.

Where is Regency Investment Advisors Inc located?

Regency Investment Advisors Inc is based in Fresno, CA.

Does Regency Investment Advisors Inc disclose fund performance?

Regency Investment Advisors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1312 W Herndon, Suite 101, Fresno, CA 93711
Office hours8 a.m. - 5 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$955.4M
Non-discretionary$57.9M
Total (RAUM)$1.01B