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Regions Investment Management, Inc.

● SEC registered since 1986CRD 111715SEC# 801-27629Birmingham, AL
Export (members)
Reg. AUM
$18.72B
Employees
27
Accounts
2
Location
Birmingham, AL

Regions Investment Management, Inc. assets under management

Regions Investment Management, Inc. is a registered investment adviser overseen by the SEC based in Birmingham, AL. The firm has been registered since 1986. It reports $18.7 billion in regulatory assets under management and employs 27 people.

Regions Investment Management, Inc. owners & executives

8 reported
NameTitleOwnershipSince
David Brent Wright ControlDirectorUnder 5%2018
Francesca Allen Smitherman ControlSenior Vice PresidentUnder 5%2012
Gregory Thomas Firek ControlDirectorUnder 5%2017
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Frequently asked questions

How much does Regions Investment Management, Inc. manage?

Regions Investment Management, Inc. reports $18.7 billion in regulatory assets under management on its Form ADV.

How many employees does Regions Investment Management, Inc. have?

Regions Investment Management, Inc. reports 27 employees.

Where is Regions Investment Management, Inc. located?

Regions Investment Management, Inc. is based in Birmingham, AL and has been SEC-registered since 1986.

Does Regions Investment Management, Inc. disclose fund performance?

Regions Investment Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1900 5th Avenue North, Sixth Floor, Birmingham, AL 35203-2618
Phone205-326-7074
Fax205-326-5334
Office hours8:00a.m. - 5:00p.m. Cst
SEC regionAtlanta Regional Office (ARO)
CIK1082809
Discloses disciplinary historyYes

Assets under management

Discretionary$12.61B
Non-discretionary$6.12B
Total (RAUM)$18.72B