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Retirement Capital Strategies, Inc.

● SEC registered since 2010CRD 139009SEC# 801-70918San Jose, CA
Export (members)
Reg. AUM
$295.5M
Employees
6
Accounts
655
Location
San Jose, CA

Retirement Capital Strategies, Inc. assets under management

Retirement Capital Strategies, Inc. is an investment advisory firm registered with the SEC based in San Jose, CA. The firm has been registered since 2010. It reports $295.5 million in regulatory assets under management and employs 6 people.
www.linkedin.com/company/retirement-capital-strategiesView on SEC.gov ↗

Retirement Capital Strategies, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Camilla Elizabeth Neri ControlDirectorUnder 5%2020
Theresa Lucia Vasquez ControlChief Compliance OfficerUnder 5%2018
Thomas Earl Vaughan ControlCeo/PresidentOver 75%2017

Frequently asked questions

How much does Retirement Capital Strategies, Inc. manage?

Retirement Capital Strategies, Inc. reports $295.5 million in regulatory assets under management on its Form ADV.

How many employees does Retirement Capital Strategies, Inc. have?

Retirement Capital Strategies, Inc. reports 6 employees.

Where is Retirement Capital Strategies, Inc. located?

Retirement Capital Strategies, Inc. is based in San Jose, CA and has been SEC-registered since 2010.

Does Retirement Capital Strategies, Inc. disclose fund performance?

Retirement Capital Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1190 Saratoga Ave., Suite 140, San Jose, CA 95129
Phone408-551-6100
Fax408-551-6161
Office hours9a.m. - 5p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$295.5M
Non-discretionary$0
Total (RAUM)$295.5M