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Rice Financial Consulting, Inc.

● SEC registered since 2016CRD 170346SEC# 801-107140Los Gatos, CA
Export (members)
Reg. AUM
$230.7M
Employees
5
Accounts
348
Location
Los Gatos, CA

Rice Financial Consulting, Inc. assets under management

Rice Financial Consulting, Inc. operates as an SEC-registered investment adviser based in Los Gatos, CA. The firm has been registered since 2016. It reports $230.7 million in regulatory assets under management and employs 5 people.

Rice Financial Consulting, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Dorothy Janet Hundrieser ControlManaging Member And Chief Compliance OfficerUnder 5%2014
Stephen Manfred Rice ControlPresidentOver 75%2003

Frequently asked questions

How much does Rice Financial Consulting, Inc. manage?

Rice Financial Consulting, Inc. reports $230.7 million in regulatory assets under management on its Form ADV.

How many employees does Rice Financial Consulting, Inc. have?

Rice Financial Consulting, Inc. reports 5 employees.

Where is Rice Financial Consulting, Inc. located?

Rice Financial Consulting, Inc. is based in Los Gatos, CA and has been SEC-registered since 2016.

Does Rice Financial Consulting, Inc. disclose fund performance?

Rice Financial Consulting, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address300 E. Main Street, Los Gatos, CA 95030
Phone(408) 354-3400
Fax(408) 354-3404
Office hours8:00 a.m. - 5 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyYes

Assets under management

Discretionary
Non-discretionary$230.7M
Total (RAUM)$230.7M