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Rice Hall James & Associates LLC

● SEC registered since 2003CRD 125410SEC# 801-61905San Diego, CA
Export (members)
Reg. AUM
$1.78B
Employees
25
Accounts
265
Location
San Diego, CA

Rice Hall James & Associates LLC assets under management

Rice Hall James & Associates LLC operates as an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 2003. It reports $1.8 billion in regulatory assets under management and employs 25 people.

Rice Hall James & Associates LLC owners & executives

9 reported
NameTitleOwnershipSince
Carl Martin Obeck ControlMember, Chief Financial Officer10-25%2009
Daniel Steven SargenManaging Member, Chief Investment Officer, Portfolio Manager5-10%2025
Gary Schuler RicePortfolio Manager10-25%1987
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Frequently asked questions

How much does Rice Hall James & Associates LLC manage?

Rice Hall James & Associates LLC reports $1.8 billion in regulatory assets under management on its Form ADV.

How many employees does Rice Hall James & Associates LLC have?

Rice Hall James & Associates LLC reports 25 employees.

Where is Rice Hall James & Associates LLC located?

Rice Hall James & Associates LLC is based in San Diego, CA and has been SEC-registered since 2003.

Does Rice Hall James & Associates LLC disclose fund performance?

Rice Hall James & Associates LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 West Broadway Suite 1000, San Diego, CA 92101
Phone619-239-9005
Fax619-239-6034
Office hours6:30a.m. To 3:30p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.78B
Non-discretionary$0
Total (RAUM)$1.78B