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Richey Advisors, Inc.

● SEC registered since 2025CRD 277137SEC# 801-131970Placentia, CA
Export (members)
Reg. AUM
$135.9M
Employees
5
Accounts
493
Location
Placentia, CA

Richey Advisors, Inc. assets under management

Richey Advisors, Inc. is an investment advisory firm registered with the SEC based in Placentia, CA. The firm has been registered since 2025. It reports $135.9 million in regulatory assets under management and employs 5 people.
www.linkedin.com/company/rai-wmView on SEC.gov ↗

Richey Advisors, Inc. owners & executives

1 reported
NameTitleOwnershipSince
James Patrick Ripley ControlPresident & CcoOver 75%2015

Frequently asked questions

How much does Richey Advisors, Inc. manage?

Richey Advisors, Inc. reports $135.9 million in regulatory assets under management on its Form ADV.

How many employees does Richey Advisors, Inc. have?

Richey Advisors, Inc. reports 5 employees.

Where is Richey Advisors, Inc. located?

Richey Advisors, Inc. is based in Placentia, CA and has been SEC-registered since 2025.

Does Richey Advisors, Inc. disclose fund performance?

Richey Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address151 N. Kraemer Blvd., Suite 105, Placentia, CA 92870
Phone(714) 449-9696
Office hoursMon - Thurs: 8:30a.m. To 3:30p.m.; Fri: By Appt (Fri 8:30a.m. - 1:30p.m. Tel/Email)
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$135.9M
Non-discretionary$0
Total (RAUM)$135.9M