PPrivate Fund Data Log in Join · $37/mo

Ricketts Financial, LLC

● SEC registered since 2020CRD 309381SEC# 801-118963Louisville, KY
Export (members)
Reg. AUM
$290.5M
Employees
4
Accounts
289
Location
Louisville, KY

Ricketts Financial, LLC assets under management

Ricketts Financial, LLC is an investment advisory firm registered with the SEC based in Louisville, KY. The firm has been registered since 2020. It reports $290.5 million in regulatory assets under management and employs 4 people.
ricketts-financial.comView on SEC.gov ↗

Ricketts Financial, LLC owners & executives

3 reported
NameTitleOwnershipSince
Christopher McCauley Ricketts ControlPrincipal25-50%2020
Patrick Hampton Ricketts ControlChief Compliance Officer & Principal25-50%2021
Roy Michael Ricketts ControlPrincipal25-50%2020

Frequently asked questions

How much does Ricketts Financial, LLC manage?

Ricketts Financial, LLC reports $290.5 million in regulatory assets under management on its Form ADV.

How many employees does Ricketts Financial, LLC have?

Ricketts Financial, LLC reports 4 employees.

Where is Ricketts Financial, LLC located?

Ricketts Financial, LLC is based in Louisville, KY and has been SEC-registered since 2020.

Does Ricketts Financial, LLC disclose fund performance?

Ricketts Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4360 Brownsboro Road, Suite 115, Louisville, KY 40207
Phone(502) 396-4055
Office hours8 a.m. - 5 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$290.5M
Non-discretionary$0
Total (RAUM)$290.5M