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Rm Financial Services, LLC

● SEC registered since 2021CRD 304297SEC# 801-120468Falmouth, ME
Export (members)
Reg. AUM
$221.1M
Employees
5
Accounts
993
Location
Falmouth, ME

Rm Financial Services, LLC assets under management

Rm Financial Services, LLC is an investment advisory firm registered with the SEC based in Falmouth, ME. The firm has been registered since 2021. It reports $221.1 million in regulatory assets under management and employs 5 people.
www.rmfsllc.comView on SEC.gov ↗

Rm Financial Services, LLC owners & executives

3 reported
NameTitleOwnershipSince
Aaron Pike Rugh ControlChief Executive Officer50-75%2019
Cayla Jane MooreChief Compliance OfficerUnder 5%2023
Mark Lawrence MacLeod ControlManaging Member / President50-75%2019

Frequently asked questions

How much does Rm Financial Services, LLC manage?

Rm Financial Services, LLC reports $221.1 million in regulatory assets under management on its Form ADV.

How many employees does Rm Financial Services, LLC have?

Rm Financial Services, LLC reports 5 employees.

Where is Rm Financial Services, LLC located?

Rm Financial Services, LLC is based in Falmouth, ME and has been SEC-registered since 2021.

Does Rm Financial Services, LLC disclose fund performance?

Rm Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address362 US Route One, Falmouth, ME 04105
Phone(207) 781-7637
Fax(207) 781-7639
Office hoursM-Th 8:30-4:30; F 8:30-4:00
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$211.6M
Non-discretionary$9.5M
Total (RAUM)$221.1M