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Rockefeller Financial LLC

● SEC registered since 2018CRD 291361SEC# 801-114033New York, NY
Export (members)
Reg. AUM
$70.03B
Employees
824
Accounts
76,628
Location
New York, NY

Rockefeller Financial LLC assets under management

Rockefeller Financial LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2018. It reports $70 billion in regulatory assets under management and employs 824 people.
m.facebook.com/rockefellercapitalmanagementView on SEC.gov ↗

Rockefeller Financial LLC owners & executives

15 reported
NameTitleOwnershipSince
Christopher Trevor Dupuy ControlPresident & CeoUnder 5%2021
Deirdre Patten KowalskiPrincipal Financial OfficerUnder 5%2023
Mark David Alexander ControlPrincipal Operations OfficerUnder 5%2022
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Frequently asked questions

How much does Rockefeller Financial LLC manage?

Rockefeller Financial LLC reports $70 billion in regulatory assets under management on its Form ADV.

How many employees does Rockefeller Financial LLC have?

Rockefeller Financial LLC reports 824 employees.

Where is Rockefeller Financial LLC located?

Rockefeller Financial LLC is based in New York, NY and has been SEC-registered since 2018.

Does Rockefeller Financial LLC disclose fund performance?

Rockefeller Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address45 Rockefeller Plaza, Floor 5, New York, NY 10111
Phone212-549-5100
Office hours9 a.m. - 5 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1723502
Discloses disciplinary historyYes

Assets under management

Discretionary$66.35B
Non-discretionary$3.68B
Total (RAUM)$70.03B