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Rockingstone Advisors LLC

● SEC registered since 2013CRD 149592SEC# 801-77696Great Barrington, MA
Export (members)
Reg. AUM
$285.8M
Employees
2
Accounts
232
Location
Great Barrington, MA

Rockingstone Advisors LLC assets under management

Rockingstone Advisors LLC is an SEC-registered investment adviser based in Great Barrington, MA. The firm has been registered since 2013. It reports $285.8 million in regulatory assets under management and employs 2 people.
www.rockingstoneadvisors.comView on SEC.gov ↗

Rockingstone Advisors LLC owners & executives

3 reported
NameTitleOwnershipSince
Brandt Augustus Sakakeeny ControlChief Compliance Officer50-75%2009
Eric Richard Katzman ControlPartner And Co-Chief Investment OfficerUnder 5%2016
Margaret C SakakeenyMember25-50%2009

Frequently asked questions

How much does Rockingstone Advisors LLC manage?

Rockingstone Advisors LLC reports $285.8 million in regulatory assets under management on its Form ADV.

How many employees does Rockingstone Advisors LLC have?

Rockingstone Advisors LLC reports 2 employees.

Where is Rockingstone Advisors LLC located?

Rockingstone Advisors LLC is based in Great Barrington, MA and has been SEC-registered since 2013.

Does Rockingstone Advisors LLC disclose fund performance?

Rockingstone Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address292 Main Street, Suite 32, Great Barrington, MA 01230
Phone212-430-2240
Office hours8:30 a.m. To 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$270.3M
Non-discretionary$15.5M
Total (RAUM)$285.8M