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Roffman Milller Associates Inc

● SEC registered since 1991CRD 106019SEC# 801-38491Philadelphia, PA
Export (members)
Reg. AUM
$2.9B
Employees
15
Accounts
1,563
Location
Philadelphia, PA

Roffman Milller Associates Inc assets under management

Roffman Milller Associates Inc is a registered investment adviser overseen by the SEC based in Philadelphia, PA. The firm has been registered since 1991. It reports $2.9 billion in regulatory assets under management and employs 15 people.

Roffman Milller Associates Inc owners & executives

5 reported
NameTitleOwnershipSince
Mark Richard Frombach ControlChief Investment Officer, Treasurer10-25%2008
Paulette Greenwell ControlVice President, Secretary, Chief Compliance Officer25-50%1998
Robert Peters Miller ControlChairman And Founder5-10%1990
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Frequently asked questions

How much does Roffman Milller Associates Inc manage?

Roffman Milller Associates Inc reports $2.9 billion in regulatory assets under management on its Form ADV.

How many employees does Roffman Milller Associates Inc have?

Roffman Milller Associates Inc reports 15 employees.

Where is Roffman Milller Associates Inc located?

Roffman Milller Associates Inc is based in Philadelphia, PA and has been SEC-registered since 1991.

Does Roffman Milller Associates Inc disclose fund performance?

Roffman Milller Associates Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1835 Market Street, Suite 500, Philadelphia, PA 19103
Phone215-981-1030
Fax215-981-0146
Office hours8:30a.m.-5:00p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK869367
Discloses disciplinary historyNo

Assets under management

Discretionary$2.87B
Non-discretionary$28.9M
Total (RAUM)$2.9B