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Roger Wittlin Investment Advisory, LLC

● SEC registered since 2021CRD 292577SEC# 801-121381
Export (members)
Reg. AUM
$363M
Employees
2
Accounts
26
Location

Roger Wittlin Investment Advisory, LLC assets under management

Roger Wittlin Investment Advisory, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It reports $363 million in regulatory assets under management and employs 2 people.

Roger Wittlin Investment Advisory, LLC owners & executives

1 reported
NameTitleOwnershipSince
Roger Lowell Wittlin ControlChief Compliance Officer/ Managing Member/Investment Advisor RepresentativeOver 75%2017

Frequently asked questions

How much does Roger Wittlin Investment Advisory, LLC manage?

Roger Wittlin Investment Advisory, LLC reports $363 million in regulatory assets under management on its Form ADV.

How many employees does Roger Wittlin Investment Advisory, LLC have?

Roger Wittlin Investment Advisory, LLC reports 2 employees.

Does Roger Wittlin Investment Advisory, LLC disclose fund performance?

Roger Wittlin Investment Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone415-696-4044
Office hours6:30a.m. - 6:00p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$251M
Non-discretionary$112M
Total (RAUM)$363M