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Roosevelt Capital Management LLC

● SEC registered since 2023CRD 283217SEC# 801-127033Dallas, TX
Export (members)
Reg. AUM
$1.31B
Employees
2
Accounts
64
Location
Dallas, TX

Roosevelt Capital Management LLC assets under management

Roosevelt Capital Management LLC is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 2023. It reports $1.3 billion in regulatory assets under management and employs 2 people.

Roosevelt Capital Management LLC owners & executives

5 reported
NameTitleOwnershipSince
David Anthony Roosevelt ControlManaging Member50-75%2016
Michael Patrick O'Brien ControlManaging Member/Chief Compliance Officer10-25%2019
Roosevelt Investments, LPOwner10-25%2019
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Frequently asked questions

How much does Roosevelt Capital Management LLC manage?

Roosevelt Capital Management LLC reports $1.3 billion in regulatory assets under management on its Form ADV.

How many employees does Roosevelt Capital Management LLC have?

Roosevelt Capital Management LLC reports 2 employees.

Where is Roosevelt Capital Management LLC located?

Roosevelt Capital Management LLC is based in Dallas, TX and has been SEC-registered since 2023.

Does Roosevelt Capital Management LLC disclose fund performance?

Roosevelt Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5956 Sherry Lane, Suite 1650, Dallas, TX 75225
Phone214-871-2666
Fax214-871-2669
Office hoursNot Applicable - Office Visits By Appointment Only
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.31B
Non-discretionary$0
Total (RAUM)$1.31B