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Rose Smart Growth Investment Advisors, LLC

● SEC registered since 2012CRD 161271SEC# 801-73867New York, NY
Export (members)
Ranks #1,934 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.91B
Fund GAV
$89.7M
Private funds
1
Employees
49
Accounts
7
Location
New York, NY

Rose Smart Growth Investment Advisors, LLC assets under management

Rose Smart Growth Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $1.9 billion in regulatory assets under management and employs 49 people. Rose Smart Growth Investment Advisors, LLC manages 1 private fund with combined gross assets of $89.7 million, including Rose Affordable Housing Preservation Fund LLC. By regulatory assets, it ranks 1,934 of 5,911 private fund managers.

Rose Smart Growth Investment Advisors, LLC private funds

1 funds · $89.7M GAV
FundTypeGross assetsMin.
Rose Affordable Housing Preservation Fund LLCReal Estate$89.7M

Rose Smart Growth Investment Advisors, LLC owners & executives

6 reported
NameTitleOwnershipSince
Carolyn Au ControlChief Compliance Officer; Chief Operating OfficerUnder 5%2022
Jonathan F.p. Rose ControlChief Executive OfficerUnder 5%2006
Rose Community Holdings, LLC ControlManaging MemberOver 75%2017
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Frequently asked questions

How much does Rose Smart Growth Investment Advisors, LLC manage?

Rose Smart Growth Investment Advisors, LLC reports $1.9 billion in regulatory assets under management on its Form ADV.

How many private funds does Rose Smart Growth Investment Advisors, LLC manage?

Rose Smart Growth Investment Advisors, LLC manages 1 private funds with combined gross assets of $89.7 million.

How many employees does Rose Smart Growth Investment Advisors, LLC have?

Rose Smart Growth Investment Advisors, LLC reports 49 employees.

Where is Rose Smart Growth Investment Advisors, LLC located?

Rose Smart Growth Investment Advisors, LLC is based in New York, NY and has been SEC-registered since 2012.

Does Rose Smart Growth Investment Advisors, LLC disclose fund performance?

Rose Smart Growth Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address551 Fifth Avenue, 23rd Floor, New York, NY 10176
Phone917-542-3600
Fax917-542-3601
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.91B
Non-discretionary$0
Total (RAUM)$1.91B

Service providers