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Rosecap Investment Advisors, LLC

● SEC registered since 2020CRD 152054SEC# 801-118154Grand Junction, CO
Export (members)
Reg. AUM
$444.6M
Employees
5
Accounts
661
Location
Grand Junction, CO

Rosecap Investment Advisors, LLC assets under management

Rosecap Investment Advisors, LLC operates as an SEC-registered investment adviser based in Grand Junction, CO. The firm has been registered since 2020. It reports $444.6 million in regulatory assets under management and employs 5 people.
www.facebook.com/rosecapfinancialView on SEC.gov ↗

Rosecap Investment Advisors, LLC owners & executives

4 reported
NameTitleOwnershipSince
Autumn Marie Schultz ControlChief Compliance OfficerUnder 5%2020
Matthew Hamilton Rosenberg ControlManaging DirectorUnder 5%2010
Rosecap Financial Advisors, LLC ControlParent CompanyOver 75%2010
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Frequently asked questions

How much does Rosecap Investment Advisors, LLC manage?

Rosecap Investment Advisors, LLC reports $444.6 million in regulatory assets under management on its Form ADV.

How many employees does Rosecap Investment Advisors, LLC have?

Rosecap Investment Advisors, LLC reports 5 employees.

Where is Rosecap Investment Advisors, LLC located?

Rosecap Investment Advisors, LLC is based in Grand Junction, CO and has been SEC-registered since 2020.

Does Rosecap Investment Advisors, LLC disclose fund performance?

Rosecap Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address200 Grand Ave, Suite 205, Grand Junction, CO 81501
Phone(970) 773-5300
Office hours8a.m. To 5p.m.
SEC regionDenver Regional Office (DRO)
CIK1812103
Discloses disciplinary historyNo

Assets under management

Discretionary$443.1M
Non-discretionary$1.5M
Total (RAUM)$444.6M