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Rosecliff Capital Advisory LLC

● SEC registered since 2021CRD 305951SEC# 801-119344New York, NY
Export (members)
Reg. AUM
$25.8M
Employees
5
Accounts
140
Location
New York, NY

Rosecliff Capital Advisory LLC assets under management

Rosecliff Capital Advisory LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2021. It reports $25.8 million in regulatory assets under management and employs 5 people.
www.rosecliffcapital.comView on SEC.gov ↗

Rosecliff Capital Advisory LLC owners & executives

2 reported
NameTitleOwnershipSince
Joseph M Barbati ControlChief Compliance OfficerUnder 5%2025
Michael Caso ControlManaging Member/Chief Executive OfficerOver 75%2020

Frequently asked questions

How much does Rosecliff Capital Advisory LLC manage?

Rosecliff Capital Advisory LLC reports $25.8 million in regulatory assets under management on its Form ADV.

How many employees does Rosecliff Capital Advisory LLC have?

Rosecliff Capital Advisory LLC reports 5 employees.

Where is Rosecliff Capital Advisory LLC located?

Rosecliff Capital Advisory LLC is based in New York, NY and has been SEC-registered since 2021.

Does Rosecliff Capital Advisory LLC disclose fund performance?

Rosecliff Capital Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address767 5th Avenue, 34th Floor, New York, NY 10153
Phone(212) 404-7447
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$25.8M
Non-discretionary$0
Total (RAUM)$25.8M