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Rosen Group Private Wealth Management, LLC

● SEC registered since 2024CRD 331736SEC# 801-130906Pointe-Claire. Qc
Export (members)
Reg. AUM
—
Employees
1
Accounts
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Location
Pointe-Claire. Qc

Rosen Group Private Wealth Management, LLC assets under management

Rosen Group Private Wealth Management, LLC is an SEC-registered investment adviser based in Pointe-Claire. Qc. The firm has been registered since 2024. It employs 1 people.
www.legacyprivateclientservices.comView on SEC.gov ↗

Rosen Group Private Wealth Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Christine Cao ControlCcoUnder 5%2024
Lewis Rosen ControlOwnerOver 75%2025

Frequently asked questions

How many employees does Rosen Group Private Wealth Management, LLC have?

Rosen Group Private Wealth Management, LLC reports 1 employees.

Where is Rosen Group Private Wealth Management, LLC located?

Rosen Group Private Wealth Management, LLC is based in Pointe-Claire. Qc and has been SEC-registered since 2024.

Does Rosen Group Private Wealth Management, LLC disclose fund performance?

Rosen Group Private Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1 Holiday Avenue, East Tower, Suite 305, Pointe-Claire. Qc H9R 5N3
Phone514-782-5966
FaxN/A
Office hours9:00 a.m. - 6:00 p.m.
SEC regionHQ
Discloses disciplinary historyNo