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Rosenbaum, Lanny, Kevin

● SEC registered since 2026CRD 144985SEC# 801-136467Glenville, NY
Export (members)
Reg. AUM
$28.2M
Employees
1
Accounts
140
Location
Glenville, NY

Rosenbaum, Lanny, Kevin assets under management

Rosenbaum, Lanny, Kevin is an investment advisory firm registered with the SEC based in Glenville, NY. The firm has been registered since 2026. It reports $28.2 million in regulatory assets under management and employs 1 people.
www.sipfinancialservices.comView on SEC.gov ↗

Rosenbaum, Lanny, Kevin owners & executives

1 reported
NameTitleOwnershipSince
Lanny Kevin Rosenbaum ControlSole Proprietor And Chief Compliance OfficerOver 75%2007

Frequently asked questions

How much does Rosenbaum, Lanny, Kevin manage?

Rosenbaum, Lanny, Kevin reports $28.2 million in regulatory assets under management on its Form ADV.

How many employees does Rosenbaum, Lanny, Kevin have?

Rosenbaum, Lanny, Kevin reports 1 employees.

Where is Rosenbaum, Lanny, Kevin located?

Rosenbaum, Lanny, Kevin is based in Glenville, NY and has been SEC-registered since 2026.

Does Rosenbaum, Lanny, Kevin disclose fund performance?

Rosenbaum, Lanny, Kevin is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address133 Saratoga Road, Suite #5, Glenville, NY 12302
Phone518-384-2800
Fax518-384-2800
Office hours9:30 a.m. - 4:30 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary—
Non-discretionary$28.2M
Total (RAUM)$28.2M