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Rosenwald Capital Management, Inc.

● SEC registered since 2018CRD 290118SEC# 801-112520Redondo Beach, CA
Export (members)
Ranks #4,684 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$218.5M
Fund GAV
$142.9M
Private funds
2
Employees
6
Accounts
3
Location
Redondo Beach, CA

Rosenwald Capital Management, Inc. assets under management

Rosenwald Capital Management, Inc. operates as an SEC-registered investment adviser based in Redondo Beach, CA. The firm has been registered since 2018. It reports $218.5 million in regulatory assets under management and employs 6 people. Rosenwald Capital Management, Inc. manages 2 private funds with combined gross assets of $142.9 million, including Rosenwald Partners, L.P. By regulatory assets, it ranks 4,684 of 5,911 private fund managers.

Rosenwald Capital Management, Inc. private funds

2 funds · $142.9M GAV
FundTypeGross assetsMin.
Rosenwald Partners, L.P.Hedge$77.5M
Kings Bay Investment Co. Ltd.Hedge$65.4M

Rosenwald Capital Management, Inc. owners & executives

9 reported
NameTitleOwnershipSince
Anita Nmn Vora ControlChief Financial Officer, Secretary & TreasurerUnder 5%2017
Christopher Alfred Ha ControlChief Compliance OfficerUnder 5%2021
James Benno Rosenwald ControlDirector, PresidentUnder 5%1984
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Frequently asked questions

How much does Rosenwald Capital Management, Inc. manage?

Rosenwald Capital Management, Inc. reports $218.5 million in regulatory assets under management on its Form ADV.

How many private funds does Rosenwald Capital Management, Inc. manage?

Rosenwald Capital Management, Inc. manages 2 private funds with combined gross assets of $142.9 million.

How many employees does Rosenwald Capital Management, Inc. have?

Rosenwald Capital Management, Inc. reports 6 employees.

Where is Rosenwald Capital Management, Inc. located?

Rosenwald Capital Management, Inc. is based in Redondo Beach, CA and has been SEC-registered since 2018.

Does Rosenwald Capital Management, Inc. disclose fund performance?

Rosenwald Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address121 West Torrance Blvd., Suite 100, Redondo Beach, CA 90277
Phone310-318-9000
Fax424-402-5066
Office hours7:00 a.m. - 4:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Umbrella registrationYes
Discloses disciplinary historyNo

Assets under management

Discretionary$218.5M
Non-discretionary$0
Total (RAUM)$218.5M

Service providers