PPrivate Fund Data Log in Join · $37/mo

Round Rock Advisors LLC

● SEC registered since 2017CRD 286007SEC# 801-108989Wilton, CT
Export (members)
Reg. AUM
$814.6M
Employees
24
Accounts
2,126
Location
Wilton, CT

Round Rock Advisors LLC assets under management

Round Rock Advisors LLC is a registered investment adviser overseen by the SEC based in Wilton, CT. The firm has been registered since 2017. It reports $814.6 million in regulatory assets under management and employs 24 people.
roundrockadvisors.comView on SEC.gov ↗

Round Rock Advisors LLC owners & executives

3 reported
NameTitleOwnershipSince
Bert Thomas Bowler ControlManaging Member, Principal, And Private Wealth Advisor50-75%2017
Craig Dan Jensen ControlMember, Cco And Private Wealth Advisor50-75%2023
Erika B Morro ControlChief Operations OfficerUnder 5%2017

Frequently asked questions

How much does Round Rock Advisors LLC manage?

Round Rock Advisors LLC reports $814.6 million in regulatory assets under management on its Form ADV.

How many employees does Round Rock Advisors LLC have?

Round Rock Advisors LLC reports 24 employees.

Where is Round Rock Advisors LLC located?

Round Rock Advisors LLC is based in Wilton, CT and has been SEC-registered since 2017.

Does Round Rock Advisors LLC disclose fund performance?

Round Rock Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address187 Danbury Road, Suite 201, Wilton, CT 06897
Phone(203) 920-4774
Fax(203) 594-7766
Office hours9:00a.m. - 5:00p.m.
SEC regionBoston Regional Office (BRO)
CIK1846991
Discloses disciplinary historyNo

Assets under management

Discretionary$806.9M
Non-discretionary$7.7M
Total (RAUM)$814.6M