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Roundhill Financial Inc.

● SEC registered since 2019CRD 300799SEC# 801-114971New York, NY
Export (members)
Reg. AUM
$3.79B
Employees
8
Accounts
15
Location
New York, NY

Roundhill Financial Inc. assets under management

Roundhill Financial Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2019. It reports $3.8 billion in regulatory assets under management and employs 8 people.
roundhillinvestments.comView on SEC.gov ↗

Roundhill Financial Inc. owners & executives

5 reported
NameTitleOwnershipSince
Bitkraft Esports Ventures Fund I, L.P.Shareholder10-25%2019
David Brian Mazza ControlCeoUnder 5%2024
Steven Charles LudwigChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Roundhill Financial Inc. manage?

Roundhill Financial Inc. reports $3.8 billion in regulatory assets under management on its Form ADV.

How many employees does Roundhill Financial Inc. have?

Roundhill Financial Inc. reports 8 employees.

Where is Roundhill Financial Inc. located?

Roundhill Financial Inc. is based in New York, NY and has been SEC-registered since 2019.

Does Roundhill Financial Inc. disclose fund performance?

Roundhill Financial Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address154 W 14th St., 2nd Floor, New York, NY 10011
Phone646-661-5441
Office hours5-Sep
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$3.79B
Non-discretionary$0
Total (RAUM)$3.79B