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Rowling & Associates LLC

● SEC registered since 2020CRD 308292SEC# 801-118761San Diego, CA
Export (members)
Reg. AUM
$579.6M
Employees
15
Accounts
1,332
Location
San Diego, CA

Rowling & Associates LLC assets under management

Rowling & Associates LLC is an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 2020. It reports $579.6 million in regulatory assets under management and employs 15 people.

Rowling & Associates LLC owners & executives

3 reported
NameTitleOwnershipSince
Juan Bernardo Aguilar ControlManaging Member, Chief Compliance Officer25-50%2020
Lorenzo Andres Sanchez Lopez ControlManaging Member25-50%2020
Tara Michelle Cordato ControlManaging Member25-50%2020

Frequently asked questions

How much does Rowling & Associates LLC manage?

Rowling & Associates LLC reports $579.6 million in regulatory assets under management on its Form ADV.

How many employees does Rowling & Associates LLC have?

Rowling & Associates LLC reports 15 employees.

Where is Rowling & Associates LLC located?

Rowling & Associates LLC is based in San Diego, CA and has been SEC-registered since 2020.

Does Rowling & Associates LLC disclose fund performance?

Rowling & Associates LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1455 Frazee Road, Suite 700, San Diego, CA 92108
Phone619 295 0200
Fax619-295-0210
Office hoursM-Th: 8a.m. To 5p.m.; Fri: 8a.m. To 1p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$544.7M
Non-discretionary$34.9M
Total (RAUM)$579.6M