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Rtw Financial Advisors Inc

● SEC registered since 1991CRD 109934SEC# 801-38676Dallas, TX
Export (members)
Reg. AUM
$508.5M
Employees
11
Accounts
500
Location
Dallas, TX

Rtw Financial Advisors Inc assets under management

Rtw Financial Advisors Inc operates as an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 1991. It reports $508.5 million in regulatory assets under management and employs 11 people.

Rtw Financial Advisors Inc owners & executives

2 reported
NameTitleOwnershipSince
Morris C Williams ControlTreasurer, Chief Compliance Officer25-50%1991
Peter Howard Roe ControlPresident25-50%1991

Frequently asked questions

How much does Rtw Financial Advisors Inc manage?

Rtw Financial Advisors Inc reports $508.5 million in regulatory assets under management on its Form ADV.

How many employees does Rtw Financial Advisors Inc have?

Rtw Financial Advisors Inc reports 11 employees.

Where is Rtw Financial Advisors Inc located?

Rtw Financial Advisors Inc is based in Dallas, TX and has been SEC-registered since 1991.

Does Rtw Financial Advisors Inc disclose fund performance?

Rtw Financial Advisors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5757 Alpha Road, Suite 700, Dallas, TX 75240
Phone972-960-1212
Fax972-960-1211
Office hours8a.m. To 5p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$478.3M
Non-discretionary$30.2M
Total (RAUM)$508.5M