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S&a Financial Services, Inc.

● SEC registered since 2000CRD 110471SEC# 801-57170Overland Park, KS
Export (members)
Reg. AUM
$321.7M
Employees
8
Accounts
1,448
Location
Overland Park, KS

S&a Financial Services, Inc. assets under management

S&a Financial Services, Inc. is a registered investment adviser overseen by the SEC based in Overland Park, KS. The firm has been registered since 2000. It reports $321.7 million in regulatory assets under management and employs 8 people.
www.facebook.com/s-a-financial-services-inc-393353120737327View on SEC.gov ↗

S&a Financial Services, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Frank Curtis Shepard ControlPresidentOver 75%2004
Gregory Curtis Shepard ControlChief Compliance OfficerUnder 5%2023

Frequently asked questions

How much does S&a Financial Services, Inc. manage?

S&a Financial Services, Inc. reports $321.7 million in regulatory assets under management on its Form ADV.

How many employees does S&a Financial Services, Inc. have?

S&a Financial Services, Inc. reports 8 employees.

Where is S&a Financial Services, Inc. located?

S&a Financial Services, Inc. is based in Overland Park, KS and has been SEC-registered since 2000.

Does S&a Financial Services, Inc. disclose fund performance?

S&a Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8655 College Blvd., Suite 100, Overland Park, KS 66210-1835
Phone913-362-2712
Fax913-362-2799
Office hours8:30 - 5:00
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$296M
Non-discretionary$25.6M
Total (RAUM)$321.7M