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Safe Harbor Asset Management, Inc.

● SEC registered since 2014CRD 124787SEC# 801-79634Huntington, NY
Export (members)
Reg. AUM
$33.8M
Employees
4
Accounts
44
Location
Huntington, NY

Safe Harbor Asset Management, Inc. assets under management

Safe Harbor Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Huntington, NY. The firm has been registered since 2014. It reports $33.8 million in regulatory assets under management and employs 4 people.
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Safe Harbor Asset Management, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Stephen Kent Davis ControlPresident And Chief Compliance OfficerOver 75%1995

Frequently asked questions

How much does Safe Harbor Asset Management, Inc. manage?

Safe Harbor Asset Management, Inc. reports $33.8 million in regulatory assets under management on its Form ADV.

How many employees does Safe Harbor Asset Management, Inc. have?

Safe Harbor Asset Management, Inc. reports 4 employees.

Where is Safe Harbor Asset Management, Inc. located?

Safe Harbor Asset Management, Inc. is based in Huntington, NY and has been SEC-registered since 2014.

Does Safe Harbor Asset Management, Inc. disclose fund performance?

Safe Harbor Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address167 East Main Street, Huntington, NY 11743
Phone631-421-4341
Fax631-421-4677
Office hours9a.m.-5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$33.8M
Non-discretionary$0
Total (RAUM)$33.8M