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Safe Harbor Wealth Advisors, LLC

● SEC registered since 2024CRD 284613SEC# 801-129860Dublin, OH
Export (members)
Reg. AUM
$162.7M
Employees
3
Accounts
1,062
Location
Dublin, OH

Safe Harbor Wealth Advisors, LLC assets under management

Safe Harbor Wealth Advisors, LLC is an investment advisory firm registered with the SEC based in Dublin, OH. The firm has been registered since 2024. It reports $162.7 million in regulatory assets under management and employs 3 people.

Safe Harbor Wealth Advisors, LLC owners & executives

12 reported
NameTitleOwnershipSince
Cory Joseph Sickles ControlCeoUnder 5%2016
Holly Veeck ControlChief Compliance OfficerUnder 5%2017
Safe Harbor Intermediate, LLC ControlMemberOver 75%2025
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Frequently asked questions

How much does Safe Harbor Wealth Advisors, LLC manage?

Safe Harbor Wealth Advisors, LLC reports $162.7 million in regulatory assets under management on its Form ADV.

How many employees does Safe Harbor Wealth Advisors, LLC have?

Safe Harbor Wealth Advisors, LLC reports 3 employees.

Where is Safe Harbor Wealth Advisors, LLC located?

Safe Harbor Wealth Advisors, LLC is based in Dublin, OH and has been SEC-registered since 2024.

Does Safe Harbor Wealth Advisors, LLC disclose fund performance?

Safe Harbor Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6099 Frantz Road, Dublin, OH 43017
Phone614-760-0670
Fax614-760-0675
Office hours9-5
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$161.5M
Non-discretionary$1.2M
Total (RAUM)$162.7M