PPrivate Fund Data Log in Join · $37/mo

Safeguard Financial, LLC

CRD 306953SEC# 801-125915
Export (members)
No longer SEC-registered. Safeguard Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$601M
Employees
10
Accounts
1,312
Location
—

Safeguard Financial, LLC assets under management

Safeguard Financial, LLC is an investment advisory firm registered with the SEC. It reports $601 million in regulatory assets under management and employs 10 people.
View on SEC.gov ↗

Safeguard Financial, LLC owners & executives

3 reported
NameTitleOwnershipSince
Anthony John Hellenbrand ControlPartner, Chief Compliance Officer25-50%2019
Constance A ZirbelChief Operating OfficerUnder 5%2022
Eric Hein Sajdak ControlPartner50-75%2019

Frequently asked questions

How much does Safeguard Financial, LLC manage?

Safeguard Financial, LLC reports $601 million in regulatory assets under management on its Form ADV.

How many employees does Safeguard Financial, LLC have?

Safeguard Financial, LLC reports 10 employees.

Does Safeguard Financial, LLC disclose fund performance?

Safeguard Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Office hours9a.m. - 5p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$598.4M
Non-discretionary$2.6M
Total (RAUM)$601M