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Safeguard Investment Advisory Group, LLC

● SEC registered since 2017CRD 146132SEC# 801-110651Corona, CA
Export (members)
Reg. AUM
$603.5M
Employees
27
Accounts
3,452
Location
Corona, CA

Safeguard Investment Advisory Group, LLC assets under management

Safeguard Investment Advisory Group, LLC is an SEC-registered investment adviser based in Corona, CA. The firm has been registered since 2017. It reports $603.5 million in regulatory assets under management and employs 27 people.
www.safeguardinvestment.comView on SEC.gov ↗

Safeguard Investment Advisory Group, LLC owners & executives

4 reported
NameTitleOwnershipSince
Edward Anthony Sota ControlMember25-50%2008
James P. Murray ControlChief Compliance OfficerUnder 5%2022
Reid Nmn Abedeen ControlMember25-50%2008
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Frequently asked questions

How much does Safeguard Investment Advisory Group, LLC manage?

Safeguard Investment Advisory Group, LLC reports $603.5 million in regulatory assets under management on its Form ADV.

How many employees does Safeguard Investment Advisory Group, LLC have?

Safeguard Investment Advisory Group, LLC reports 27 employees.

Where is Safeguard Investment Advisory Group, LLC located?

Safeguard Investment Advisory Group, LLC is based in Corona, CA and has been SEC-registered since 2017.

Does Safeguard Investment Advisory Group, LLC disclose fund performance?

Safeguard Investment Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4160 Temescal Canyon Road, Suite 307, Corona, CA 92883
Phone877-213-7233
Fax(909) 614-7556
Office hours8a.m.-5p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1846711
Discloses disciplinary historyNo

Assets under management

Discretionary$537.5M
Non-discretionary$66.1M
Total (RAUM)$603.5M