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Safford Nicholas H & Co Inc

● SEC registered since 1983CRD 104740SEC# 801-19482Rockport, MA
Export (members)
Reg. AUM
$1.87B
Employees
8
Accounts
155
Location
Rockport, MA

Safford Nicholas H & Co Inc assets under management

Safford Nicholas H & Co Inc is an SEC-registered investment adviser based in Rockport, MA. The firm has been registered since 1983. It reports $1.9 billion in regulatory assets under management and employs 8 people.

Safford Nicholas H & Co Inc owners & executives

5 reported
NameTitleOwnershipSince
Deborah Porter Safford ControlTreasurer & DirectorUnder 5%2020
Elizabeth Anne MalcolmsonChief Compliance Officer & Director Of OperationsUnder 5%2016
John East Apthorp Safford ControlPresident, Ceo & DirectorOver 75%2005
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Frequently asked questions

How much does Safford Nicholas H & Co Inc manage?

Safford Nicholas H & Co Inc reports $1.9 billion in regulatory assets under management on its Form ADV.

How many employees does Safford Nicholas H & Co Inc have?

Safford Nicholas H & Co Inc reports 8 employees.

Where is Safford Nicholas H & Co Inc located?

Safford Nicholas H & Co Inc is based in Rockport, MA and has been SEC-registered since 1983.

Does Safford Nicholas H & Co Inc disclose fund performance?

Safford Nicholas H & Co Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9 Cleaves Street, Rockport, MA 01966-1520
Phone978-546-2462
Fax978-546-2307
Office hours9a.m. To 5 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$59.3M
Non-discretionary$1.81B
Total (RAUM)$1.87B