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Sage Stone Wealth Management LLC

● SEC registered since 2015CRD 155477SEC# 801-91170La Jolla, CA
Export (members)
Reg. AUM
$230.4M
Employees
5
Accounts
424
Location
La Jolla, CA

Sage Stone Wealth Management LLC assets under management

Sage Stone Wealth Management LLC is an investment advisory firm registered with the SEC based in La Jolla, CA. The firm has been registered since 2015. It reports $230.4 million in regulatory assets under management and employs 5 people.

Sage Stone Wealth Management LLC owners & executives

2 reported
NameTitleOwnershipSince
Mary Naber ControlManaging Member, President, And Chief Compliance OfficerOver 75%2010
Roy Michael LopezVice President10-25%2022

Frequently asked questions

How much does Sage Stone Wealth Management LLC manage?

Sage Stone Wealth Management LLC reports $230.4 million in regulatory assets under management on its Form ADV.

How many employees does Sage Stone Wealth Management LLC have?

Sage Stone Wealth Management LLC reports 5 employees.

Where is Sage Stone Wealth Management LLC located?

Sage Stone Wealth Management LLC is based in La Jolla, CA and has been SEC-registered since 2015.

Does Sage Stone Wealth Management LLC disclose fund performance?

Sage Stone Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7946 Ivanhoe Avenue, Suite 316, La Jolla, CA 92037
Phone858-412-6404
Fax858-605-9608
Office hours7a.m. To 4p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$222.9M
Non-discretionary$7.6M
Total (RAUM)$230.4M