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Sagebroadview Wealth Management, LLC

● SEC registered since 2015CRD 126472SEC# 801-100506Farmington, CT
Export (members)
Reg. AUM
$350.3M
Employees
7
Accounts
595
Location
Farmington, CT

Sagebroadview Wealth Management, LLC assets under management

Sagebroadview Wealth Management, LLC is an SEC-registered investment adviser based in Farmington, CT. The firm has been registered since 2015. It reports $350.3 million in regulatory assets under management and employs 7 people.

Sagebroadview Wealth Management, LLC owners & executives

8 reported
NameTitleOwnershipSince
Christopher James Annello ControlPartnerUnder 5%2021
John David Principe ControlPartnerUnder 5%2021
Lawrence James Annello ControlPartner, Chief Compliance OfficerUnder 5%2000
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Frequently asked questions

How much does Sagebroadview Wealth Management, LLC manage?

Sagebroadview Wealth Management, LLC reports $350.3 million in regulatory assets under management on its Form ADV.

How many employees does Sagebroadview Wealth Management, LLC have?

Sagebroadview Wealth Management, LLC reports 7 employees.

Where is Sagebroadview Wealth Management, LLC located?

Sagebroadview Wealth Management, LLC is based in Farmington, CT and has been SEC-registered since 2015.

Does Sagebroadview Wealth Management, LLC disclose fund performance?

Sagebroadview Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10 Waterside Drive, Suite 305, Farmington, CT 06032-2837
Phone860-606-3580
Fax860-606-9484
Office hoursBy Appointment Only
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$350.3M
Non-discretionary$0
Total (RAUM)$350.3M