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Santa Barbara Mgmt, LLC

● SEC registered since 2025CRD 334801SEC# 801-132201Chicago, IL
Export (members)
Reg. AUM
$259.2M
Employees
7
Accounts
154
Location
Chicago, IL

Santa Barbara Mgmt, LLC assets under management

Santa Barbara Mgmt, LLC is an investment advisory firm registered with the SEC based in Chicago, IL. The firm has been registered since 2025. It reports $259.2 million in regulatory assets under management and employs 7 people.

Santa Barbara Mgmt, LLC owners & executives

6 reported
NameTitleOwnershipSince
Brett William PohlChief Compliance OfficerUnder 5%2025
Kinshuk Dey Rajan ControlChief Operating OfficerUnder 5%2024
Robert D. Casey Descendants TrustOwnerUnder 5%2025
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Frequently asked questions

How much does Santa Barbara Mgmt, LLC manage?

Santa Barbara Mgmt, LLC reports $259.2 million in regulatory assets under management on its Form ADV.

How many employees does Santa Barbara Mgmt, LLC have?

Santa Barbara Mgmt, LLC reports 7 employees.

Where is Santa Barbara Mgmt, LLC located?

Santa Barbara Mgmt, LLC is based in Chicago, IL and has been SEC-registered since 2025.

Does Santa Barbara Mgmt, LLC disclose fund performance?

Santa Barbara Mgmt, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10 E. Ohio St., 2nd Floor, Chicago, IL 60611
Phone734-604-9891
Office hours8a.m.-5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$240.6M
Non-discretionary$18.5M
Total (RAUM)$259.2M