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Sara-Bay Financial Corp.

● SEC registered since 2014CRD 133443SEC# 801-79508Sarasota, FL
Export (members)
Reg. AUM
$318.3M
Employees
5
Accounts
848
Location
Sarasota, FL

Sara-Bay Financial Corp. assets under management

Sara-Bay Financial Corp. is a registered investment adviser overseen by the SEC based in Sarasota, FL. The firm has been registered since 2014. It reports $318.3 million in regulatory assets under management and employs 5 people.
www.sara-bay.comView on SEC.gov ↗

Sara-Bay Financial Corp. owners & executives

3 reported
NameTitleOwnershipSince
Benjamin Michael Hard ControlPresidentOver 75%2020
James Christopher MillsOfficer10-25%2019
Mary Theresa HettigCcoUnder 5%2019

Frequently asked questions

How much does Sara-Bay Financial Corp. manage?

Sara-Bay Financial Corp. reports $318.3 million in regulatory assets under management on its Form ADV.

How many employees does Sara-Bay Financial Corp. have?

Sara-Bay Financial Corp. reports 5 employees.

Where is Sara-Bay Financial Corp. located?

Sara-Bay Financial Corp. is based in Sarasota, FL and has been SEC-registered since 2014.

Does Sara-Bay Financial Corp. disclose fund performance?

Sara-Bay Financial Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2201 Cantu Court, Suite 102, Sarasota, FL 34232
Phone941-371-8027
Fax941-371-8314
Office hours8:30a.m. - 4:30p.m.
SEC regionMiami Regional Office (MIRO)
CIK1816444
Discloses disciplinary historyNo

Assets under management

Discretionary$318.3M
Non-discretionary$0
Total (RAUM)$318.3M