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Saratoga Research & Investment Management

● SEC registered since 2000CRD 110506SEC# 801-57695Saratoga, CA
Export (members)
Reg. AUM
$2.51B
Employees
22
Accounts
3,016
Location
Saratoga, CA

Saratoga Research & Investment Management assets under management

Saratoga Research & Investment Management operates as an SEC-registered investment adviser based in Saratoga, CA. The firm has been registered since 2000. It reports $2.5 billion in regulatory assets under management and employs 22 people.

Saratoga Research & Investment Management owners & executives

6 reported
NameTitleOwnershipSince
James Harold TannerDirector Of Operations5-10%1995
Kevin Peter Tanner ControlChief Executive Officer/Chief Investment Officer25-50%1995
Madeline Elaine HedgesChief Compliance OfficerUnder 5%2019
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Frequently asked questions

How much does Saratoga Research & Investment Management manage?

Saratoga Research & Investment Management reports $2.5 billion in regulatory assets under management on its Form ADV.

How many employees does Saratoga Research & Investment Management have?

Saratoga Research & Investment Management reports 22 employees.

Where is Saratoga Research & Investment Management located?

Saratoga Research & Investment Management is based in Saratoga, CA and has been SEC-registered since 2000.

Does Saratoga Research & Investment Management disclose fund performance?

Saratoga Research & Investment Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address14471 Big Basin Way, Suite E, Saratoga, CA 95070
Phone(408) 741-2330
Fax(408) 877-1525
Office hours6:00 a.m. - 4:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1477872
Discloses disciplinary historyNo

Assets under management

Discretionary$2.46B
Non-discretionary$50.9M
Total (RAUM)$2.51B