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Sbauer Funds, LLC

● SEC registered since 2007CRD 144782SEC# 801-68332Carmel, IN
Export (members)
Reg. AUM
$59.8M
Employees
8
Accounts
1
Location
Carmel, IN

Sbauer Funds, LLC assets under management

Sbauer Funds, LLC operates as an SEC-registered investment adviser based in Carmel, IN. The firm has been registered since 2007. It reports $59.8 million in regulatory assets under management and employs 8 people.
www.facebook.com/sbauerfundsView on SEC.gov ↗

Sbauer Funds, LLC owners & executives

6 reported
NameTitleOwnershipSince
Audrey Lynn Bruch ControlChief Compliance OfficerUnder 5%2019
Robert Carl Auer ControlPortfolio ManagerOver 75%2007
Ronald Robert Brock ControlCheif Financial OfficerUnder 5%2007
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Frequently asked questions

How much does Sbauer Funds, LLC manage?

Sbauer Funds, LLC reports $59.8 million in regulatory assets under management on its Form ADV.

How many employees does Sbauer Funds, LLC have?

Sbauer Funds, LLC reports 8 employees.

Where is Sbauer Funds, LLC located?

Sbauer Funds, LLC is based in Carmel, IN and has been SEC-registered since 2007.

Does Sbauer Funds, LLC disclose fund performance?

Sbauer Funds, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address580 E. Carmel Dr., Suite 350, Carmel, IN 46032
Phone317-814-5000
Office hours9:30a.m. - 4:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$59.8M
Non-discretionary$0
Total (RAUM)$59.8M