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Sbk Financial, Inc.

● SEC registered since 2005CRD 132513SEC# 801-64185Richmond, VA
Export (members)
Reg. AUM
$1.2B
Employees
19
Accounts
1,289
Location
Richmond, VA

Sbk Financial, Inc. assets under management

Sbk Financial, Inc. is an investment advisory firm registered with the SEC based in Richmond, VA. The firm has been registered since 2005. It reports $1.2 billion in regulatory assets under management and employs 19 people.

Sbk Financial, Inc. owners & executives

7 reported
NameTitleOwnershipSince
Andrea Lynn Broughton ControlChief Executive Officer / Partner25-50%2023
Claire Elaine Craighill ControlDirector / Partner5-10%2007
Constantine Andrew Pelos ControlChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Sbk Financial, Inc. manage?

Sbk Financial, Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Sbk Financial, Inc. have?

Sbk Financial, Inc. reports 19 employees.

Where is Sbk Financial, Inc. located?

Sbk Financial, Inc. is based in Richmond, VA and has been SEC-registered since 2005.

Does Sbk Financial, Inc. disclose fund performance?

Sbk Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1001 Haxall Point, Suite 705, Richmond, VA 23219
Phone804-237-1700
Office hours8:30a.m. 5:30p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.2B
Non-discretionary$0
Total (RAUM)$1.2B