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Schaffer & Company Asset Management, Inc.

● SEC registered since 2015CRD 138463SEC# 801-92168Rochester, NY
Export (members)
Reg. AUM
$70M
Employees
1
Accounts
539
Location
Rochester, NY

Schaffer & Company Asset Management, Inc. assets under management

Schaffer & Company Asset Management, Inc. is a registered investment adviser overseen by the SEC based in Rochester, NY. The firm has been registered since 2015. It reports $70 million in regulatory assets under management and employs 1 people.

Schaffer & Company Asset Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
David M CocuzziChief Compliance OfficerUnder 5%2015
Gregory Lee Schaffer ControlPresidentOver 75%2005

Frequently asked questions

How much does Schaffer & Company Asset Management, Inc. manage?

Schaffer & Company Asset Management, Inc. reports $70 million in regulatory assets under management on its Form ADV.

How many employees does Schaffer & Company Asset Management, Inc. have?

Schaffer & Company Asset Management, Inc. reports 1 employees.

Where is Schaffer & Company Asset Management, Inc. located?

Schaffer & Company Asset Management, Inc. is based in Rochester, NY and has been SEC-registered since 2015.

Does Schaffer & Company Asset Management, Inc. disclose fund performance?

Schaffer & Company Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3205 Mount Read Blvd, Rochester, NY 14616
Phone585-563-8626
Fax585-563-4300
Office hours8:00a.m. - 5:00p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$70M
Non-discretionary$0
Total (RAUM)$70M