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Schmidt Financial Management, Inc.

● SEC registered since 2023CRD 328247SEC# 801-128860Kirkland, WA
Export (members)
Reg. AUM
$445.5M
Employees
7
Accounts
818
Location
Kirkland, WA

Schmidt Financial Management, Inc. assets under management

Schmidt Financial Management, Inc. is a registered investment adviser overseen by the SEC based in Kirkland, WA. The firm has been registered since 2023. It reports $445.5 million in regulatory assets under management and employs 7 people.

Schmidt Financial Management, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Dominic Christian Hubert ControlVice PresidentUnder 5%2025
Evan Todd Schmidt ControlPresidentOver 75%2019
Paul Irvin Cox ControlChief Compliance OfficerUnder 5%2023

Frequently asked questions

How much does Schmidt Financial Management, Inc. manage?

Schmidt Financial Management, Inc. reports $445.5 million in regulatory assets under management on its Form ADV.

How many employees does Schmidt Financial Management, Inc. have?

Schmidt Financial Management, Inc. reports 7 employees.

Where is Schmidt Financial Management, Inc. located?

Schmidt Financial Management, Inc. is based in Kirkland, WA and has been SEC-registered since 2023.

Does Schmidt Financial Management, Inc. disclose fund performance?

Schmidt Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3435 Carillon Point, Kirkland, WA 98033
Phone425-893-9195
Fax425-893-9824
Office hours8:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$429M
Non-discretionary$16.5M
Total (RAUM)$445.5M