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Secure Planning, LLC

● SEC registered since 1998CRD 42179SEC# 801-55630Portsmouth, NH
Export (members)
Reg. AUM
$187M
Employees
5
Accounts
846
Location
Portsmouth, NH

Secure Planning, LLC assets under management

Secure Planning, LLC is a registered investment adviser overseen by the SEC based in Portsmouth, NH. The firm has been registered since 1998. It reports $187 million in regulatory assets under management and employs 5 people.

Secure Planning, LLC owners & executives

5 reported
NameTitleOwnershipSince
Edward J. Mallon Revocable Trust, Edward J Mallon Trustee ControlOwnerOver 75%1990
Edward John Jr Mallon ControlPresident/TrusteeUnder 5%1990
Julianne Mary SmithChief Compliance OfficerUnder 5%2007
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Frequently asked questions

How much does Secure Planning, LLC manage?

Secure Planning, LLC reports $187 million in regulatory assets under management on its Form ADV.

How many employees does Secure Planning, LLC have?

Secure Planning, LLC reports 5 employees.

Where is Secure Planning, LLC located?

Secure Planning, LLC is based in Portsmouth, NH and has been SEC-registered since 1998.

Does Secure Planning, LLC disclose fund performance?

Secure Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address42 Middle St, Portsmouth, NH 03801
Phone603-433-5515
Fax603-433-6023
Office hours8:30 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$187M
Non-discretionary$0
Total (RAUM)$187M