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Secure Retirement Financial & Insurance Services Corp.

● SEC registered since 2022CRD 132777SEC# 801-125823San Ramon, CA
Export (members)
Reg. AUM
$84.7M
Employees
5
Accounts
489
Location
San Ramon, CA

Secure Retirement Financial & Insurance Services Corp. assets under management

Secure Retirement Financial & Insurance Services Corp. is an investment advisory firm registered with the SEC based in San Ramon, CA. The firm has been registered since 2022. It reports $84.7 million in regulatory assets under management and employs 5 people.

Secure Retirement Financial & Insurance Services Corp. owners & executives

5 reported
NameTitleOwnershipSince
Jeffrey Michael Warren ControlPresident25-50%2023
Peter ErikssonChief Compliance OfficerUnder 5%2025
Richard and Sherry Morey Living Trust ControlShareholder50-75%2017
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Frequently asked questions

How much does Secure Retirement Financial & Insurance Services Corp. manage?

Secure Retirement Financial & Insurance Services Corp. reports $84.7 million in regulatory assets under management on its Form ADV.

How many employees does Secure Retirement Financial & Insurance Services Corp. have?

Secure Retirement Financial & Insurance Services Corp. reports 5 employees.

Where is Secure Retirement Financial & Insurance Services Corp. located?

Secure Retirement Financial & Insurance Services Corp. is based in San Ramon, CA and has been SEC-registered since 2022.

Does Secure Retirement Financial & Insurance Services Corp. disclose fund performance?

Secure Retirement Financial & Insurance Services Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2333. San Ramon Valley Boulevard, Suite 250, San Ramon, CA 94583
Phone925-855-4300
Fax925-276-8940
Office hours9:00a.m.-5:00p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$84.7M
Non-discretionary$0
Total (RAUM)$84.7M