| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeremy Windell Smith Control | Manager | Over 75% | 2013 |
| Sherod Norton Bigelow | Chief Compliance Officer | Under 5% | 2013 |
| Smith Family Trust Control | Member | Over 75% | 2013 |
Seros Financial, LLC reports $301.1 million in regulatory assets under management on its Form ADV.
Seros Financial, LLC reports 3 employees.
Seros Financial, LLC is based in Tempe, AZ and has been SEC-registered since 2021.
Seros Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 2141 East Broadway Rd., Suite 220, Tempe, AZ 85282 |
| Phone | 480-967-1155 |
| Fax | 480-967-1152 |
| Office hours | 9:00a.m. - 4:30p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
| Discretionary | $285.7M |
| Non-discretionary | $15.4M |
| Total (RAUM) | $301.1M |