PPrivate Fund Data Log in Join · $37/mo

Sgroi Wealth Advisory Group LLC

● SEC registered since 2017CRD 289764SEC# 801-112067West Seneca, NY
Export (members)
Reg. AUM
$1.08B
Employees
27
Accounts
6,848
Location
West Seneca, NY

Sgroi Wealth Advisory Group LLC assets under management

Sgroi Wealth Advisory Group LLC is an SEC-registered investment adviser based in West Seneca, NY. The firm has been registered since 2017. It reports $1.1 billion in regulatory assets under management and employs 27 people.

Sgroi Wealth Advisory Group LLC owners & executives

5 reported
NameTitleOwnershipSince
John Gerald Clouden ControlChief Compliance Officer And Senior Vice PresidentUnder 5%2017
Patrick Joseph Sgroi ControlPresidentUnder 5%2017
Sgroi Lawley LLC ControlOwnerOver 75%2024
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Sgroi Wealth Advisory Group LLC manage?

Sgroi Wealth Advisory Group LLC reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Sgroi Wealth Advisory Group LLC have?

Sgroi Wealth Advisory Group LLC reports 27 employees.

Where is Sgroi Wealth Advisory Group LLC located?

Sgroi Wealth Advisory Group LLC is based in West Seneca, NY and has been SEC-registered since 2017.

Does Sgroi Wealth Advisory Group LLC disclose fund performance?

Sgroi Wealth Advisory Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address965 Union Road, West Seneca, NY 14224
Phone716-674-6700
Fax716-674-6822
Office hours8:00 - 5:00
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$1.08B
Non-discretionary$0
Total (RAUM)$1.08B