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Shapiro Financial Security Group, Inc.

● SEC registered since 2021CRD 120801SEC# 801-121063Hazlet, NJ
Export (members)
Reg. AUM
$131.2M
Employees
5
Accounts
526
Location
Hazlet, NJ

Shapiro Financial Security Group, Inc. assets under management

Shapiro Financial Security Group, Inc. is an investment advisory firm registered with the SEC based in Hazlet, NJ. The firm has been registered since 2021. It reports $131.2 million in regulatory assets under management and employs 5 people.
www.shapirofsg.comView on SEC.gov ↗

Shapiro Financial Security Group, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Kenneth Bart Shapiro ControlPresident/Chief Compliance OfficerOver 75%1982

Frequently asked questions

How much does Shapiro Financial Security Group, Inc. manage?

Shapiro Financial Security Group, Inc. reports $131.2 million in regulatory assets under management on its Form ADV.

How many employees does Shapiro Financial Security Group, Inc. have?

Shapiro Financial Security Group, Inc. reports 5 employees.

Where is Shapiro Financial Security Group, Inc. located?

Shapiro Financial Security Group, Inc. is based in Hazlet, NJ and has been SEC-registered since 2021.

Does Shapiro Financial Security Group, Inc. disclose fund performance?

Shapiro Financial Security Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1 Bethany Road, Building 6, Suite 90, Hazlet, NJ 07730
Phone732-739-8991
Fax732-739-8667
Office hours9:00 a.m.-5: 00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$123.8M
Non-discretionary$7.4M
Total (RAUM)$131.2M