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Sheaff Brock Investment Advisors, LLC

CRD 118739SEC# 801-60978Indianapolis, IN
Export (members)
No longer SEC-registered. Sheaff Brock Investment Advisors, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.41B
Employees
26
Accounts
1,778
Location
Indianapolis, IN

Sheaff Brock Investment Advisors, LLC assets under management

Sheaff Brock Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in Indianapolis, IN. It reports $1.4 billion in regulatory assets under management and employs 26 people.
View on SEC.gov ↗

Sheaff Brock Investment Advisors, LLC owners & executives

6 reported
NameTitleOwnershipSince
Audrey Lynn BruchChief Compliance OfficerUnder 5%2016
David Sheaff Gilreath ControlMemberUnder 5%2001
Ronald Robert Brock ControlMember/Chief Financial OfficerUnder 5%2001
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Frequently asked questions

How much does Sheaff Brock Investment Advisors, LLC manage?

Sheaff Brock Investment Advisors, LLC reports $1.4 billion in regulatory assets under management on its Form ADV.

How many employees does Sheaff Brock Investment Advisors, LLC have?

Sheaff Brock Investment Advisors, LLC reports 26 employees.

Where is Sheaff Brock Investment Advisors, LLC located?

Sheaff Brock Investment Advisors, LLC is based in Indianapolis, IN.

Does Sheaff Brock Investment Advisors, LLC disclose fund performance?

Sheaff Brock Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8801 River Crossing Blvd, Suite 100, Indianapolis, IN 46240
Office hours8:30a.m. - 5p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$1.41B
Non-discretionary$0
Total (RAUM)$1.41B